Please tell us what type of investor you are?
The Financial Conduct Authority (FCA) requires that you declare the type of investor that you are, this is to protect your rights when making investments. Please select from the following investor types that best describes you.
Making this declaration does not represent a commitment to invest on your part.
CERTIFICATE FOR EXECUTION BY SELF CERTIFIED SOPHISTICATED INVESTOR
I declare that I am a self-certified sophisticated investor for the purposes of the
Financial Services and Markets Act (Financial Promotion) Order 2005.
I understand that this means:
a) I can receive financial promotions that may not have been approved by a person
authorised by the Financial Conduct Authority;
b) the content of such financial promotions may not conform to rules issued by the
Financial Conduct Authority;
c) by signing this statement I may lose significant rights;
d) I may have no right to complain to either of the following.
the Financial Conduct Authority; or
ii. the Financial Ombudsman Scheme; and
e) I may have no right to seek compensation from the Financial Services
I am a self-certified sophisticated investor because at least one of the following
a) I am a member of a network or syndicate of business angels and have been so
for at least the last six months prior to the date below;
b) I have made more than one investment in an unlisted company in the two years
prior to the date below;
c) I am working, or have worked in the two years prior to the date below, in a
professional capacity in the private equity sector, or in the provision of finance for
small and medium enterprises;
d) I am currently, or have been in the two years prior to the date below, a director of
a company with an annual turnover of at least £1 million.
I accept that I can lose my property and other assets from making investment
decisions based on financial promotions.
I am aware that it is open to me to seek advice from someone who specialises in
advising on investments.
I agree that Green IS, their compliance officer or their Registrar may need to make further inquiries as they deem appropriate under the circumstances.